Bond Settlement

Securities Settlement instruction (Bond Market)

Risk Disclosure Statements & Personal Data

Risk Disclosure statements and disclaimers of Securities and Futures

Circular to Clients relating to the Personal Data (Privacy) Ordinance

Terms & Conditions for Stock Options Trading

Terms and Conditions for Stock Options Account

Terms & Conditions

Terms and Conditions for trading Taiwan Securities

Terms and Conditions for IPO Subscription

Terms and Conditions for Cash Account

Terms and Conditions for Margin Account

Terms and Conditions for Futures Account

Placing Order through Instant Messaging Application Service

Others

Client's Profile Review Form (Corporate Client)

Client's Profile Review Form (Individual/Joint Client)

Anti-Money Laundering Questionnaire (Financial Institution)

Risk Profiling Questionnaire - Corporate

Stock Options Instructions

Risk Profiling Questionnaire – Individual/Joint

Average Cost Application Form

Personal Information Collection Statement concerning Northbound China Connect Orders

OptingOut / Reactivation of Receiving Prompt Internet Trade Execution Notification

Open Trading Facilities Form

Password Reissuance Request Form

Shen Yiying Real Time Quotation Service Application Form

HK Stock Real Time Quotation Service Application Form

Stock Withdrawal / Transfer Form

Physical Withdrawal

Transfer Stock via CCASS

Fund Deposit/ Withdrawal Forms

Client Deposit Confirmation

Fund withdrawal/Transfer/Foreign Exchange Instruction

Declaration for Automatic Exchange of Financial Account Information

Updating Tax Residency Information – Individual/Joint Account

Updating Tax Residency Information – Corporate Account

Corporate Voting Instruction Form

Account Related

CHANGE OF CLIENT DATA FORM (Business Nature / Financial Status/ Investment Experience and Target / Identity Declaration/ Direct Marketing Authorisation) – For Corporate Account

CHANGE OF CLIENT DATA FORM (Employment Status / Financial Status/ Investment Experience and Target / Identity Declaration/ Direct Marketing Authorisation) – For Individual / Joint Account

Opt-out of Hong Kong Investor Identification Regime (HKIDR)

Information Collection Statement concerning Hong Kong Investor Identification Regime and the Over-the-counter Securities Transactions Reporting Regime

Account Opening Form-Individual A/C (Download Ver)

Account Opening Form-Joint A/C (Download Ver)

Account Opening Form-Corporate A/C (Download Ver)

Deed of Guarantee and Indemnity

Certified Extract of Board Resolutions- Deed of Guarantee

W-8BEN-E（Corporate）

W-8BEN（Individual）

Change of Client Data Form

Forms Download

Bond Settlement

Risk Disclosure Statements & Personal Data

Terms & Conditions for Stock Options Trading

Terms & Conditions

Others

Open Trading Facilities Form

Stock Withdrawal / Transfer Form

Fund Deposit/ Withdrawal Forms

Declaration for Automatic Exchange of Financial Account Information

Corporate Voting Instruction Form

Account Related