Bond Settlement
Securities Settlement instruction (Bond Market)
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Risk Disclosure Statements & Personal Data
Risk Disclosure statements and disclaimers of Securities and Futures
Circular to Clients relating to the Personal Data (Privacy) Ordinance
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Terms & Conditions for Stock Options Trading
Terms and Conditions for Stock Options Account
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Terms & Conditions
Terms and Conditions for trading Taiwan Securities
Terms and Conditions for IPO Subscription
Terms and Conditions for Cash Account
Terms and Conditions for Margin Account
Terms and Conditions for Futures Account
Placing Order through Instant Messaging Application Service
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Others
Client's Profile Review Form (Corporate Client)
Client's Profile Review Form (Individual/Joint Client)
Anti-Money Laundering Questionnaire (Financial Institution)
Risk Profiling Questionnaire - Corporate
Stock Options Instructions
Risk Profiling Questionnaire – Individual/Joint
Average Cost Application Form
Personal Information Collection Statement concerning Northbound China Connect Orders
OptingOut / Reactivation of Receiving Prompt Internet Trade Execution Notification
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Open Trading Facilities Form
Password Reissuance Request Form
Shen Yiying Real Time Quotation Service Application Form
HK Stock Real Time Quotation Service Application Form
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Stock Withdrawal / Transfer Form
Physical Withdrawal
Transfer Stock via CCASS
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Fund Deposit/ Withdrawal Forms
Client Deposit Confirmation
Fund withdrawal/Transfer/Foreign Exchange Instruction
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Declaration for Automatic Exchange of Financial Account Information
Due Diligence for Citizenship/Residency by Investment (Corporate Account)
Due Diligence for Citizenship/Residency by Investment (Individual/Joint Account)
Updating Tax Residency Information – Individual/Joint Account
Updating Tax Residency Information – Corporate Account
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Corporate Voting Instruction Form
Corporate Voting Instruction Form
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Account Related
CHANGE OF CLIENT DATA FORM (Business Nature / Financial Status/ Investment Experience and Target / Identity Declaration/ Direct Marketing Authorisation) – For Corporate Account
CHANGE OF CLIENT DATA FORM (Employment Status / Financial Status/ Investment Experience and Target / Identity Declaration/ Direct Marketing Authorisation) – For Individual / Joint Account
Opt-out of Hong Kong Investor Identification Regime (HKIDR)
Information Collection Statement concerning Hong Kong Investor Identification Regime and the Over-the-counter Securities Transactions Reporting Regime
Account Opening Form-Individual A/C (Download Ver)
Account Opening Form-Joint A/C (Download Ver)
Account Opening Form-Corporate A/C (Download Ver)
Deed of Guarantee and Indemnity
Certified Extract of Board Resolutions- Deed of Guarantee
W-8BEN-E（Corporate）
W-8BEN（Individual）
Change of Client Data Form
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Forms Download

Bond Settlement
Risk Disclosure Statements & Personal Data
Terms & Conditions for Stock Options Trading
Terms & Conditions
Others
Open Trading Facilities Form
Stock Withdrawal / Transfer Form
Fund Deposit/ Withdrawal Forms
Declaration for Automatic Exchange of Financial Account Information
Corporate Voting Instruction Form
Account Related