Securities trading-related Service Fees
-
Brokerage Commission
0.3% (Negotiate) (Min. US $25.00)
-
Stamp Duty
0.05% of transaction amount (collect on sell trade only)
-
Transaction Levy (Shanghai Exchange Charges)
0.00341% of transaction amount
-
China Securities Regulatory Commission Levy
0.002% of transaction amount
-
Clearing House Fees
0.002% of transaction amount
Nominee Service & Corporate Action Charges
-
Application on IPO
US $50.00 per application
-
Corporate Actions
Waived
-
Cash Offer
Waived
-
Transfer Stocks (without trading)
US $30.00 per stock (Clearing House charges)
US $5.00 per application (Handling charges) -
Collection of Dividend
US $10.00 per stock (including handling fee and service fee), extra dividend tax 10%
-
Collection of bonus shares
Waived
Financing & Other Charges
-
Service Fee on Custodian Enquiry
US $15.00 per enquiry
-
Portfolio Fee
US$15 per case
Securities trading-related Service Fees
-
Brokerage Commission
0.3% (Negotiate) (Min. HK $200.00)
-
Stamp Duty
0.05% of transaction amount (collect on sell trade only)
-
Transaction Levy (Shenzhen Exchange Charges)
0.00341% of transaction amount
-
China Securities Regulatory Commission Levy
0.002% of transaction amount
-
Clearing House Fees
0.002% of transaction amount (Max. HK $500)
Nominee Service & Corporate Action Charges
-
Application on IPO
HK $300.00 per application
-
Corporate Actions
Waived
-
Cash Offer
Waived
-
Transfer Stocks (transfer between custodians)
HK $100.00 per stock (Clearing House charges)
-
Custody Service Fee
Waived
-
Collection of Dividend
HK $50.00 per stock (Handling charges), extra dividend tax 10%
-
Collection of bonus shares
Waived
Financing & Other Charges
-
Service Fee on Custodian Enquiry
HK$100.00 per enquiry
-
Portfolio Fee
HK$100.00 per case
Securities Trading-related Service Fees
-
Brokerage Commission (Online Trading)
Average Transaction Price above US $5 per share: 0.25% of transaction amount (Negotiate), (Min. US $25)
Average Transaction Price below US $5 per share: US$0.01 per share, (Min. US $25)
-
Brokerage Commission (Non Online Trading)
Negotiate
-
SEC Fee (for sell transaction only)
0.00278% of transaction amount
-
FINRA Trading Activities Fee (for sell transaction only)
US $0.000166 per share (Maximum US $8.30 per trade)
Nominee Service & Corporate Action Charges
-
Corporate Action (Handling Charge)
US $10 per case
-
Cash Offer (Handling Charge)
US $10 per case
-
Dividend Tax
10% - 30% of the dividend amount (depending on the tax status of the client)
-
Collection of Dividend (Handling Charge)
US $10 per case
-
Collection Fee of Bonus Share (Handling Charge)
US $10 per case
-
Collection of Dividend (Collection Fee)
Waived
Other Charges
-
Stock Transfer (Handling Charge)
US $30 per case
-
ADR Fees
US $0.01 - $0.05 per share
-
Physical Scrip Deposit
Depends on the fee charged by the custodian bank (on behalf of the custodian), handling fee waived
-
Securities Settlement Withdrawal (SI)
0.25% of stock market value
Minimum charge per stock HK$500 or equivalent USD -
Securities Settlement Receipt (SI)
DTC Deposit Fee USD30 per transaction
DRS Deposit Fee USD75 per transaction
DWAC Deposit Fee $75 per transaction
Securities trading-related Service Fees
-
Brokerage Commission (Non Online Trading)
Max. 0.5% (Negotiate), (Min. S $30/US $25)
-
Transaction Levy
0.0075%
-
Clearing Fees
0.0325%
-
Bank Charges
US $55.00 + S $3.00
-
Securities Settlement Withdrawal (SI)
0.25% of stock market value
Minimum charge per stock HK$500 or equivalent SGD
Corporate Action
-
Handling Fee
S $100 per transaction
Corporate Action - Vote and Join Company Meeting
-
Vote and Join Company Meeting
S $50 per meeting
-
Handling Fee
S $50 per meeting
Cash Offer
-
Handling Fee
S $100 per transaction
Transfer and Withdraw Stock
-
Oversea stock transfer (Change ownership)
S $10 per 1000 shares (Max. S $100)
-
Internal Transfer stock (Ownership unchanged)
S $10 per transaction and per stock
-
FBTS Transfer (Change ownership)
S $10 per 1000 shares (Max. S $100)
-
Clearing House Charges
S $10.6 per stock
-
Bank Transfer Charges
US $55 per transaction
-
Handling Fee
S $100 per transaction
Physical Stock Withdrawal
-
Clearing House and Other Charges
S $10 per transaction and per stock (Ownership unchanged)
S $10 per 1000 shares (Max. S $100)
S $10.3 per paper (Below 1000 share per paper)
S $25.75 per paper (Above 1000share per paper) -
Handling Charge
S $100 per stock
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Securities Trading-related Service Fees
-
Brokerage Commission (Non Online Trading)
Max. 0.75% (Negotiate), (Min. M$100)
-
Stamp Duty
0.1% (Max. M $200, round up to dollar)
-
Settlement Charges
0.03% (Min. M $10, Max. M $1000)
-
Clearing Charges
0.2% of transaction value (Min. M $10; Max. M $1000)
-
Bank Charges
Call Order (Buy) - 0.2% (Min. M $10, Max. M $1000)
Service Charge M $35
Put Order (Sell) - 0.1% (Min. M $35; Max. M $1000)
Service Charge M $35 -
Securities Settlement Withdrawal (SI)
0.25% of stock market value
Minimum charge per stock HK$500 or equivalent MYR
Ownership Transfer Registration
-
Registration Fee
M $5 per lot and per paper
-
Stamp Duty
0.3% of the transaction value
-
Nominees / Bank Charges
0.1% of the transaction value (Max. M $ 1000)
-
Handling Fee
M $100 per transaction
IPO
-
Handling Fee
M$100 per transaction
Collection Fee of Dividend
-
Registration Fee
M $2-3 per transaction
-
Service Charge (Bank Charge)
M $2.5 per transaction
-
Handling Charge
2% of Dividend amount (Min. M $10, Max. M $100)
Collection Fee of Bonus Shares
-
Handling Charge
M $50 per stock
Corporate Action Fee
-
Conversion of warrants (Deposited in investment account)
M $50 per transaction
-
Handling Fee
M $100 per transaction
Cash Offer
-
Handling Fee
M $100 per case
Corporate Action - Vote and Join Company Meeting
-
Vote and Join Meeting Fee
M $50 per transaction
-
Handling Fee
M $50 per meeting
Transfer and Withdraw Stocks
-
Transfer Stock
1% of market value + M $10 (Min. M $10; Max M $700)
-
Handling Fee
M $100 per stock
-
Nominee Service Fee
Waived
-
Communication Charge
M $50
Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Securities Trading-related Service Fees
-
Brokerage Commission (Online Trading)
0.35% (Min. A $30)
-
Brokerage Commission (Non Online Trading)
Max. 0.75% (Negotiate), (Min. A $75, plus Bank Charge US $55 per transaction)
-
Bank Charge
US$55*
-
Securities Settlement Withdrawal (SI)
0.25% of stock market value
Minimum charge per stock HK$500 or equivalent AUD -
Securities Settlement Receipt (SI)
Charge per stock US$100
Stock Transfer Registration Fees
-
Handling Change
A $20 per case
IPO
-
Handling Charge
A $100 per application
Corporate Action
-
Handling Charge
A $100 per application
Cash Offer
-
Handling Charge
A $100 per application
Physical Stock Withdrawal
-
Handling Charge
A $100 per case + Custody Service Fee
Custody Service
-
Custody Service Fee
0.02% (annual rate) of account stock total market value (Min. HK $100), Fees may be adjusted by custody bank charges.**
Collection Fee of Cash Dividend
-
Service Charge
Waived
-
Handling Charge
2% of dividend value
Collection Fee of Bonus Share
-
Handling Charge
A $50 per stock
* Bank Charges can be waived for the trading via online services and settled by non- Australian dollars
** Only apply to non-online trading service account
Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Securities Trading-related Service Fees
-
Brokerage Commission (Non Online Trading)
0.5% (Negotiate), (Min. NTD $1000)
-
Custodian Trading fee
NTD $1200 per transaction
-
Sales Tax (sell process only)
0.3% of transaction amount, (0.1% of Transaction Amount for Exchange Traded Fund listing at Taiwan Exchange)
-
Bank Charges (sell process only)
NTD $1000 + HK $60 per transaction
-
Securities Settlement Withdrawal (SI)
0.25% of stock market value
Minimum charge per stock HK$500 or equivalent NTD
Custody Service
-
Custody Service Fee
Day-end portfolio amount x0.1%/365 x days of stock held within the month
Nominee Service Charges
-
Collection of Dividend
0.5% per transaction (Min. NTD $600)
-
Collection of Bonus Shares
NTD $600 per transaction
-
Collection of Rights
NTD $600 per transaction
-
Dividend Tax
Referred to custodian bank about 20% per transaction
-
Bonus Shares Tax
Referred to custodian bank
Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Trade-related Service Fee
-
Brokerage Commission
0.5% to 1.0% of transaction amount, Min HK$400
-
VAT (Value Added Tax)
0.175% of transaction amount, Min HK$50
-
Bank Charge
US $55
-
Securities Settlement Withdrawal (SI)
0.25% of stock market value
Minimum charge per stock HK$500 or equivalent THB
Registration Fees
-
Change Ownership registration Fee
Waived
-
Stamp Duty
0.1% of market value + THB $30 Custody Charge
-
Handling Fee
HK $ 100 per transaction
Stock Transfer Fee
-
ILF transfer
THB $100 per transaction
IPO
-
Handling Charges
HK $100 per application
Corporate Action Fees
-
Handling Charges
HK $100 per application
Cash Offer
-
Handling Charges
HK $100 per application
Stock Transfer and Physical Stock Withdrawal
-
Physical Stock Withdrawal
THB 65 per stock
-
Change of Custodian
US $55
-
Handling Charge
HK $100 per case
Collection Fee of Cash Dividend
-
Service Charge
0.5% of dividend value + THB 200 (Min. HK $50)
Collection Fee of Bonus Share
-
Handling Fee
HK $100 per stock
Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Securities Trading-related Service Fees
-
Brokerage Commission (Online Trading)
0.35% (Min. GBP$20.00)
-
Brokerage Commission (Non Online Trading)
Max. 1% (Negotiate)
-
Stamp Duty
0.5% of transaction amounts
-
Securities Settlement Withdrawal (SI)
0.25% of stock market value
Minimum charge per stock HK$500 or equivalent GBP
Updated: Oct 7, 2020
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Securities Trading-related Service Fees
-
Brokerage Commission (Online Trading)
Negotiate
-
Brokerage Commission (Non Online Trading)
0.5% (Negotiate), (Min. JPY¥3000)
-
Custodian fee
Non Online Trading - 0.03% per year (Monthly charge: Portfolio value x 0.03%/12 per month, Min. charge HKD100) (Applicable to Non Online Trading only)
-
Securities Settlement Withdrawal (SI)
0.25% of stock market value
Minimum charge per stock HK$500 or equivalent JPY
Updated: Oct 7, 2020
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Securities Trading-related Service Fees
-
Brokerage Commission (Non Online Trading)
(Cash account)
0.60% or CAD 0.06 per share (whichever higher), Min. CAD 125
(Margin account)
Transactions with an average share price above CAD 5: 0.05%, Min. CAD 100
Transactions with an average share price of CAD 5 or below: CAD 0.03 per share, Min. CAD 100 -
Securities Settlement Withdrawal (SI)
0.25% of stock market value
Minimum charge per stock USD 100