Shanghai B Shares Market

Securities trading-related Service Fees

  1. Brokerage Commission

    0.3% (Negotiate) (Min. US $25.00)

  2. Stamp Duty

    0.1% of transaction amount (collect on sell trade only)

  3. Transaction Levy (Shanghai Exchange Charges)

    0.00487% of transaction amount

  4. China Securities Regulatory Commission Levy

    0.002% of transaction amount

  5. Clearing House Fees

    0.002% of transaction amount

Financing & Other Charges

  1. Application on IPO

    US $50.00 per application

  2. Exercise Warrant / Rights

    US $50.00 per application

Nominee Service & Corporate Action Charges

  1. Cash Offer

    US $50.00 per application

  2. Transfer Stocks (without trading)

    US $30.00 per stock (Clearing House charges)
    US $5.00 per application (Handling charges)

  3. Collection of Dividend

    US $10.00 per stock (including handling fee and service fee)

  4. Collection of bonus shares

    US $10.00 per stock (Handling charges)

  5. Apply Investor Code via SWHY

    Individual Account, HK$220.00
    Corporate Account, HK$680.00

  6. Service Fee on Custodian Enquiry

    US $15.00 per enquiry

Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Shenzhen B Shares Market

Securities trading-related Service Fees

  1. Brokerage Commission

    0.3% (Negotiate) (Min. HK $200.00)

  2. Stamp Duty

    0.1% of transaction amount (collect on sell trade only)

  3. Transaction Levy (Shenzhen Exchange Charges)

    0.00487% of transaction amount

  4. China Securities Regulatory Commission Levy

    0.002% of transaction amount

  5. Clearing House Fees

    0.002% of transaction amount (Max. HK $500)



Financing & Other Charges

  1. Application on IPO

    HK $300.00 per application

  2. Exercise Warrant / Rights

    HK $300.00 per application

Nominee Service & Corporate Action Charges

  1. Cash Offer

    HK $300.00 per application

  2. Transfer Stocks (transfer between custodians)

    HK $100.00 per stock (Clearing House charges)

  3. Custody Service Fee

    Waived

  4. Collection of Dividend

    HK $50.00 per stock (including handling fee and service fee)

  5. Collection of bonus shares

    HK $50.00 per stock (Handling charges)

  6. Apply Investor Code via SWHY

    Individual Account, HK$220.00
    Corporate Account, HK$680.00

  7. Service Fee on Custodian Enquiry

    HK$100.00 per enquiry

Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
US Market

Securities Trading-related Service Fees

  1. Brokerage Commission (Online Trading)

    Average Transaction Price above US $5 per share: 0.25% of transaction amount (Negotiate), (Min. US $25)
    Average Transaction Price below US $5 per share: US$0.01 per share, (Min. US $25)

  2. Brokerage Commission (Non Online Trading)

    Negotiate

  3. SEC Fee (for sell transaction only)

    0.00229% of transaction amount

  4. FINRA Trading Activities Fee (for sell transaction only)

    USD 0.000119 per shares (Maximum USD5.95 per trade)

  5. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500 or equivalent USD

  6. Securities Settlement Receipt (SI)

    Charge per stock USD 30

  7. Real Time Quotation

    Qianlong:
    Non-Professional:HK$128
    Professional: HK$338

    智易赢美股:
    Non-Professional:HK$128
    Professional: HK$338

    Note:
    1.Please complete Shenwan Hongyuan Securities (H.K.) Limited Real Time Quotation Service Application Form

Nominee Service & Corporate Action Charges

  1. Corporate Action (Handling Charge)

    US $10 per case

  2. Cash Offer (Handling Charge)

    US $10 per case

  3. Dividend Tax

    30% of the dividend amount

  4. Collection of Dividend (Handling Charge)

    US $10 per case

  5. Collection Fee of Bonus Share (Handling Charge)

    US $10 per case

  6. Collection of Dividend (Collection Fee)

    US $10 per case



Other Charges

  1. Stock Transfer (Handling Charge)

    US $30 per case

  2. ADR Fees

    US $0.01 - $0.03 per share

Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Singapore Market

Securities trading-related Service Fees

  1. Brokerage Commission (Non Online Trading)

    Max. 0.5% (Negotiate), (Min. S $30/US $25)

  2. Transaction Levy

    0.0075%

  3. Clearing Fees

    0.0325%

  4. Bank Charges

    US $55.00 + S $3.00

  5. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500 or equivalent SGD

Corporate Action

  1. Handling Fee

    S $100 per transaction

Corporate Action - Vote and Join Company Meeting

  1. Vote and Join Company Meeting

    S $50 per meeting

  2. Handling Fee

    S $50 per meeting

Cash Offer

  1. Handling Fee

    S $100 per transaction

Transfer and Withdraw Stock

  1. Oversea stock transfer (Change ownership)

    S $10 per 1000 shares (Max. S $100)

  2. Internal Transfer stock (Ownership unchanged)

    S $10 per transaction and per stock

  3. FBTS Transfer (Change ownership)

    S $10 per 1000 shares (Max. S $100)

  4. Clearing House Charges

    S $10.6 per stock

  5. Bank Transfer Charges

    US $55 per transaction

  6. Handling Fee

    S $100 per transaction

Physical Stock Withdrawal

  1. Clearing House and Other Charges

    S $10 per transaction and per stock (Ownership unchanged)
    S $10 per 1000 shares (Max. S $100)
    S $10.3 per paper (Below 1000 share per paper)
    S $25.75 per paper (Above 1000share per paper)

  2. Handling Charge

    S $100 per stock

The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Malaysia Market

Securities Trading-related Service Fees

  1. Brokerage Commission (Non Online Trading)

    Max. 0.75% (Negotiate), (Min. M$100)

  2. Stamp Duty

    0.1% (Max. M $200, round up to dollar)

  3. Settlement Charges

    0.03% (Min. M $10, Max. M $1000)

  4. Clearing Charges

    0.2% of transaction value (Min. M $10; Max. M $1000)

  5. Bank Charges

    Call Order (Buy) - 0.2% (Min. M $10, Max. M $1000)
    Service Charge M $35

    Put Order (Sell) - 0.1% (Min. M $35; Max. M $1000)
    Service Charge M $35

  6. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500 or equivalent MYR

Ownership Transfer Registration

  1. Registration Fee

    M $5 per lot and per paper

  2. Stamp Duty

    0.3% of the transaction value

  3. Nominees / Bank Charges

    0.1% of the transaction value (Max. M $ 1000)

  4. Handling Fee

    M $100 per transaction

IPO

  1. Handling Fee

    M$100 per transaction

Collection Fee of Dividend

  1. Registration Fee

    M $2-3 per transaction

  2. Service Charge (Bank Charge)

    M $2.5 per transaction

  3. Handling Charge

    2% of Dividend amount (Min. M $10, Max. M $100)

Collection Fee of Bonus Shares

  1. Handling Charge

    M $50 per stock

Corporate Action Fee

  1. Conversion of warrants (Deposited in investment account)

    M $50 per transaction

  2. Handling Fee

    M $100 per transaction

Cash Offer

  1. Handling Fee

    M $100 per case

Corporate Action - Vote and Join Company Meeting

  1. Vote and Join Meeting Fee

    M $50 per transaction

  2. Handling Fee

    M $50 per meeting

Transfer and Withdraw Stocks

  1. Transfer Stock

    1% of market value + M $10 (Min. M $10; Max M $700)

  2. Handling Fee

    M $100 per stock

  3. Nominee Service Fee

    Waived

  4. Communication Charge

    M $50

Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Australia Market

Securities Trading-related Service Fees

  1. Brokerage Commission (Online Trading)

    0.35% (Min. A $30)

  2. Brokerage Commission (Non Online Trading)

    Max. 0.75% (Negotiate), (Min. A $75, plus Bank Charge US $55 per transaction)

  3. Bank Charge

    US$55*

  4. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500 or equivalent AUD

  5. Securities Settlement Receipt (SI)

    Charge per stock US$100

Stock Transfer Registration Fees

  1. Handling Change

    A $20 per case

IPO

  1. Handling Charge

    A $100 per application

Corporate Action

  1. Handling Charge

    A $100 per application

Cash Offer

  1. Handling Charge

    A $100 per application

Physical Stock Withdrawal

  1. Handling Charge

    A $100 per case + Custody Service Fee

Custody Service

  1. Custody Service Fee

    0.02% (annual rate) of account stock total market value (Min. HK $100), Fees may be adjusted by custody bank charges.**

Collection Fee of Cash Dividend

  1. Service Charge

    Waived

  2. Handling Charge

    2% of dividend value

Collection Fee of Bonus Share

  1. Handling Charge

    A $50 per stock

* Bank Charges can be waived for the trading via online services and settled by non- Australian dollars
** Only apply to non-online trading service account
Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Taiwan Market

Securities Trading-related Service Fees

  1. Brokerage Commission (Non Online Trading)

    0.5% (Negotiate), (Min. NTD $1000)

  2. Custodian Trading fee

    NTD $1200 per transaction

  3. Sales Tax (sell process only)

    0.3% of transaction amount, (0.1% of Transaction Amount for Exchange Traded Fund listing at Taiwan Exchange)

  4. Bank Charges (sell process only)

    NTD $1000 + HK $60 per transaction

  5. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500 or equivalent NTD

Custody Service

  1. Custody Service Fee

    Day-end portfolio amount x0.1%/365 x days of stock held within the month

Nominee Service Charges

  1. Collection of Dividend

    0.5% per transaction (Min. NTD $600)

  2. Collection of Bonus Shares

    NTD $600 per transaction

  3. Collection of Rights

    NTD $600 per transaction

  4. Dividend Tax

    Referred to custodian bank about 20% per transaction

  5. Bonus Shares Tax

    Referred to custodian bank

Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Thailand Market

Trade-related Service Fee

  1. Brokerage Commission

    0.5% to 1.0% of transaction amount, Min HK$400

  2. VAT (Value Added Tax)

    0.175% of transaction amount, Min HK$50

  3. Bank Charge

    US $55

  4. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500 or equivalent THB

Registration Fees

  1. Change Ownership registration Fee

    Waived

  2. Stamp Duty

    0.1% of market value + THB $30 Custody Charge

  3. Handling Fee

    HK $ 100 per transaction

Stock Transfer Fee

  1. ILF transfer

    THB $100 per transaction

IPO

  1. Handling Charges

    HK $100 per application

Corporate Action Fees

  1. Handling Charges

    HK $100 per application

Cash Offer

  1. Handling Charges

    HK $100 per application

Stock Transfer and Physical Stock Withdrawal

  1. Physical Stock Withdrawal

    THB 65 per stock

  2. Change of Custodian

    US $55

  3. Handling Charge

    HK $100 per case

Collection Fee of Cash Dividend

  1. Service Charge

    0.5% of dividend value + THB 200 (Min. HK $50)

Collection Fee of Bonus Share

  1. Handling Fee

    HK $100 per stock

Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
United Kingdom Market

Securities Trading-related Service Fees

  1. Brokerage Commission (Online Trading)

    0.35% (Min. GBP$20.00)

  2. Brokerage Commission (Non Online Trading)

    Max. 1% (Negotiate)

  3. Stamp Duty

    0.5% of transaction amounts

  4. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500 or equivalent GBP

Updated: Oct 7, 2020
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Japan Market

Securities Trading-related Service Fees

  1. Brokerage Commission (Online Trading)

    Negotiate

  2. Brokerage Commission (Non Online Trading)

    0.5% (Negotiate), (Min. JPY¥3000)

  3. Custodian fee

    Non Online Trading - 0.03% per year (Monthly charge: Portfolio value x 0.03%/12 per month, Min. charge HKD100) (Applicable to Non Online Trading only)

  4. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500 or equivalent JPY

Updated: Oct 7, 2020
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Canada Market

Securities Trading-related Service Fees

  1. Brokerage Commission (Non Online Trading)

    (Cash account)
    0.60% or CAD 0.06 per share (whichever higher), Min. CAD 125

    (Margin account)
    Transactions with an average share price above CAD 5: 0.05%, Min. CAD 100
    Transactions with an average share price of CAD 5 or below: CAD 0.03 per share, Min. CAD 100

  2. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock USD 100