Shanghai B Shares Market

Securities trading-related Service Fees

  1. Brokerage Commission

    0.3% (Negotiate) (Min. US $25.00)

  2. Stamp Duty

    0.1% of transaction amount (collect on sell trade only)

  3. Transaction Levy (Shanghai Exchange Charges)

    0.00487% of transaction amount

  4. China Securities Regulatory Commission Levy

    0.002% of transaction amount

  5. Clearing House Fees

    0.002% of transaction amount

Financing & Other Charges

  1. Application on IPO

    US $50.00 per application

  2. Exercise Warrant / Rights

    US $50.00 per application

Nominee Service & Corporate Action Charges

  1. Cash Offer

    US $50.00 per application

  2. Transfer Stocks (without trading)

    US $30.00 per stock (Clearing House charges)
    US $5.00 per application (Handling charges)

  3. Collection of Dividend

    US $10.00 per stock (including handling fee and service fee)

  4. Collection of bonus shares

    US $10.00 per stock (Handling charges)

  5. Apply Investor Code via SWHY

    Individual Account, HK$220.00
    Corporate Account, HK$680.00

  6. Service Fee on Custodian Enquiry

    US $15.00 per enquiry

Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Shenzhen B Shares Market

Securities trading-related Service Fees

  1. Brokerage Commission

    0.3% (Negotiate) (Min. HK $200.00)

  2. Stamp Duty

    0.1% of transaction amount (collect on sell trade only)

  3. Transaction Levy (Shenzhen Exchange Charges)

    0.00487% of transaction amount

  4. China Securities Regulatory Commission Levy

    0.002% of transaction amount

  5. Clearing House Fees

    0.002% of transaction amount (Max. HK $500)



Financing & Other Charges

  1. Application on IPO

    HK $300.00 per application

  2. Exercise Warrant / Rights

    HK $300.00 per application

Nominee Service & Corporate Action Charges

  1. Cash Offer

    HK $300.00 per application

  2. Transfer Stocks (transfer between custodians)

    HK $100.00 per stock (Clearing House charges)

  3. Custody Service Fee

    Waived

  4. Collection of Dividend

    HK $50.00 per stock (including handling fee and service fee)

  5. Collection of bonus shares

    HK $50.00 per stock (Handling charges)

  6. Apply Investor Code via SWHY

    Individual Account, HK$220.00
    Corporate Account, HK$680.00

  7. Service Fee on Custodian Enquiry

    HK$100.00 per enquiry

Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
US Market

Securities Trading-related Service Fees

  1. Brokerage Commission (Online Trading)

    Average Transaction Price above US $5 per share: 0.25% of transaction amount (Negotiate), (Min. US $25)
    Average Transaction Price below US $5 per share: US$0.01 per share, (Min. US $25)

  2. Brokerage Commission (Non Online Trading)

    Negotiate

  3. SEC Fee (for sell transaction only)

    0.0008% of transaction amount

  4. FINRA Trading Activities Fee (for sell transaction only)

    USD 0.000130 per shares (Maximum USD6.49 per trade)
    USD 0.000145 per shares (Maximum USD7.27 per trade) (Effective from 1st Jan 2023)

  5. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500 or equivalent USD

  6. Securities Settlement Receipt (SI)

    Charge per stock USD 30

  7. Real Time Quotation

    Qianlong：
     Non-Professional：HK$128
    Professional: HK$338

    智易赢美股：
     Non-Professional：HK$128
    Professional: HK$338

    Note：
    1.Please complete Shenwan Hongyuan Securities (H.K.) Limited Real Time Quotation Service Application Form

Nominee Service & Corporate Action Charges

  1. Corporate Action (Handling Charge)

    US $10 per case

  2. Cash Offer (Handling Charge)

    US $10 per case

  3. Dividend Tax

    30% of the dividend amount

  4. Collection of Dividend (Handling Charge)

    US $10 per case

  5. Collection Fee of Bonus Share (Handling Charge)

    US $10 per case

  6. Collection of Dividend (Collection Fee)

    US $10 per case



Other Charges

  1. Stock Transfer (Handling Charge)

    US $30 per case

  2. ADR Fees

    US $0.01 - $0.03 per share

Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Singapore Market

Securities trading-related Service Fees

  1. Brokerage Commission (Non Online Trading)

    Max. 0.5% (Negotiate), (Min. S $30/US $25)

  2. Transaction Levy

    0.0075%

  3. Clearing Fees

    0.0325%

  4. Bank Charges

    US $55.00 + S $3.00

  5. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500 or equivalent SGD

Corporate Action

  1. Handling Fee

    S $100 per transaction

Corporate Action - Vote and Join Company Meeting

  1. Vote and Join Company Meeting

    S $50 per meeting

  2. Handling Fee

    S $50 per meeting

Cash Offer

  1. Handling Fee

    S $100 per transaction

Transfer and Withdraw Stock

  1. Oversea stock transfer (Change ownership)

    S $10 per 1000 shares (Max. S $100)

  2. Internal Transfer stock (Ownership unchanged)

    S $10 per transaction and per stock

  3. FBTS Transfer (Change ownership)

    S $10 per 1000 shares (Max. S $100)

  4. Clearing House Charges

    S $10.6 per stock

  5. Bank Transfer Charges

    US $55 per transaction

  6. Handling Fee

    S $100 per transaction

Physical Stock Withdrawal

  1. Clearing House and Other Charges

    S $10 per transaction and per stock (Ownership unchanged)
    S $10 per 1000 shares (Max. S $100)
    S $10.3 per paper (Below 1000 share per paper)
    S $25.75 per paper (Above 1000share per paper)

  2. Handling Charge

    S $100 per stock

The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Malaysia Market

Securities Trading-related Service Fees

  1. Brokerage Commission (Non Online Trading)

    Max. 0.75% (Negotiate), (Min. M$100)

  2. Stamp Duty

    0.1% (Max. M $200, round up to dollar)

  3. Settlement Charges

    0.03% (Min. M $10, Max. M $1000)

  4. Clearing Charges

    0.2% of transaction value (Min. M $10; Max. M $1000)

  5. Bank Charges

    Call Order (Buy) - 0.2% (Min. M $10, Max. M $1000)
    Service Charge M $35

    Put Order (Sell) - 0.1% (Min. M $35; Max. M $1000)
    Service Charge M $35

  6. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500 or equivalent MYR

Ownership Transfer Registration

  1. Registration Fee

    M $5 per lot and per paper

  2. Stamp Duty

    0.3% of the transaction value

  3. Nominees / Bank Charges

    0.1% of the transaction value (Max. M $ 1000)

  4. Handling Fee

    M $100 per transaction

IPO

  1. Handling Fee

    M$100 per transaction

Collection Fee of Dividend

  1. Registration Fee

    M $2-3 per transaction

  2. Service Charge (Bank Charge)

    M $2.5 per transaction

  3. Handling Charge

    2% of Dividend amount (Min. M $10, Max. M $100)

Collection Fee of Bonus Shares

  1. Handling Charge

    M $50 per stock

Corporate Action Fee

  1. Conversion of warrants (Deposited in investment account)

    M $50 per transaction

  2. Handling Fee

    M $100 per transaction

Cash Offer

  1. Handling Fee

    M $100 per case

Corporate Action - Vote and Join Company Meeting

  1. Vote and Join Meeting Fee

    M $50 per transaction

  2. Handling Fee

    M $50 per meeting

Transfer and Withdraw Stocks

  1. Transfer Stock

    1% of market value + M $10 (Min. M $10; Max M $700)

  2. Handling Fee

    M $100 per stock

  3. Nominee Service Fee

    Waived

  4. Communication Charge

    M $50

Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Australia Market

Securities Trading-related Service Fees

  1. Brokerage Commission (Online Trading)

    0.35% (Min. A $30)

  2. Brokerage Commission (Non Online Trading)

    Max. 0.75% (Negotiate), (Min. A $75, plus Bank Charge US $55 per transaction)

  3. Bank Charge

    US$55*

  4. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500 or equivalent AUD

  5. Securities Settlement Receipt (SI)

    Charge per stock US$100

Stock Transfer Registration Fees

  1. Handling Change

    A $20 per case

IPO

  1. Handling Charge

    A $100 per application

Corporate Action

  1. Handling Charge

    A $100 per application

Cash Offer

  1. Handling Charge

    A $100 per application

Physical Stock Withdrawal

  1. Handling Charge

    A $100 per case + Custody Service Fee

Custody Service

  1. Custody Service Fee

    0.02% (annual rate) of account stock total market value (Min. HK $100), Fees may be adjusted by custody bank charges.**

Collection Fee of Cash Dividend

  1. Service Charge

    Waived

  2. Handling Charge

    2% of dividend value

Collection Fee of Bonus Share

  1. Handling Charge

    A $50 per stock

* Bank Charges can be waived for the trading via online services and settled by non- Australian dollars
** Only apply to non-online trading service account
Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Taiwan Market

Securities Trading-related Service Fees

  1. Brokerage Commission (Non Online Trading)

    0.5% (Negotiate), (Min. NTD $1000)

  2. Custodian Trading fee

    NTD $1200 per transaction

  3. Sales Tax (sell process only)

    0.3% of transaction amount, (0.1% of Transaction Amount for Exchange Traded Fund listing at Taiwan Exchange)

  4. Bank Charges (sell process only)

    NTD $1000 + HK $60 per transaction

  5. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500 or equivalent NTD

Custody Service

  1. Custody Service Fee

    Day-end portfolio amount x0.1%/365 x days of stock held within the month

Nominee Service Charges

  1. Collection of Dividend

    0.5% per transaction (Min. NTD $600)

  2. Collection of Bonus Shares

    NTD $600 per transaction

  3. Collection of Rights

    NTD $600 per transaction

  4. Dividend Tax

    Referred to custodian bank about 20% per transaction

  5. Bonus Shares Tax

    Referred to custodian bank

Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Thailand Market

Trade-related Service Fee

  1. Brokerage Commission

    0.5% to 1.0% of transaction amount, Min HK$400

  2. VAT (Value Added Tax)

    0.175% of transaction amount, Min HK$50

  3. Bank Charge

    US $55

  4. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500 or equivalent THB

Registration Fees

  1. Change Ownership registration Fee

    Waived

  2. Stamp Duty

    0.1% of market value + THB $30 Custody Charge

  3. Handling Fee

    HK $ 100 per transaction

Stock Transfer Fee

  1. ILF transfer

    THB $100 per transaction

IPO

  1. Handling Charges

    HK $100 per application

Corporate Action Fees

  1. Handling Charges

    HK $100 per application

Cash Offer

  1. Handling Charges

    HK $100 per application

Stock Transfer and Physical Stock Withdrawal

  1. Physical Stock Withdrawal

    THB 65 per stock

  2. Change of Custodian

    US $55

  3. Handling Charge

    HK $100 per case

Collection Fee of Cash Dividend

  1. Service Charge

    0.5% of dividend value + THB 200 (Min. HK $50)

Collection Fee of Bonus Share

  1. Handling Fee

    HK $100 per stock

Updated: Oct 7, 2013
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
United Kingdom Market

Securities Trading-related Service Fees

  1. Brokerage Commission (Online Trading)

    0.35% (Min. GBP$20.00)

  2. Brokerage Commission (Non Online Trading)

    Max. 1% (Negotiate)

  3. Stamp Duty

    0.5% of transaction amounts

  4. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500 or equivalent GBP

Updated: Oct 7, 2020
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Japan Market

Securities Trading-related Service Fees

  1. Brokerage Commission (Online Trading)

    Negotiate

  2. Brokerage Commission (Non Online Trading)

    0.5% (Negotiate), (Min. JPY¥3000)

  3. Custodian fee

    Non Online Trading - 0.03% per year (Monthly charge: Portfolio value x 0.03%/12 per month, Min. charge HKD100) (Applicable to Non Online Trading only)

  4. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500 or equivalent JPY

Updated: Oct 7, 2020
The above charges are for reference only and are subject to changes by Shenwan Hongyuan Securities (HK) Ltd without prior notices.
Canada Market

Securities Trading-related Service Fees

  1. Brokerage Commission (Non Online Trading)

    （Cash account）
    0.60% or CAD 0.06 per share (whichever higher), Min. CAD 125

    （Margin account）
    Transactions with an average share price above CAD 5: 0.05%, Min. CAD 100
    Transactions with an average share price of CAD 5 or below: CAD 0.03 per share, Min. CAD 100

  2. Securities Settlement Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock USD 100

Global Equities

Shanghai B Shares Market
Shenzhen B Shares Market
US Market
Singapore Market
Malaysia Market
Australia Market
Taiwan Market
Thailand Market
United Kingdom Market
Japan Market
Canada Market