Ms. Wu Meng, aged 43, was appointed as an Executive Director of the Company on 10 August 2019, as Chairman of the Board, Chairman of the Nomination Committee, Chairman of the Environmental, Social and Governance Committee of the Company on 26 October 2021, and as Chairman of the Management Committee of the Company on 9 August 2024. Ms. Wu is a member of the executive committee, a general manager of the International Business Division of Shenwan Hongyuan Securities Co., Ltd.; a chairman and general manager of Shenwan Hongyuan (International) Holdings Limited; a director of Shenwan Hongyuan Holdings (B.V.I.) Limited, all of which being companies controlled by Shenwan Hongyuan Group Co., Ltd. (6806.HK, 000166.SZ), the holding company of the Company. Prior to joining Shenwan Hongyuan Securities Co., Ltd., Ms. Wu worked in the corporate finance division of China Jianyin Investment Ltd., and the capital market department and securities institution department/insurance institutions department of Central Huijin Investment Ltd. She has 20 years of relevant business experience. Ms. Wu holds a Master’s Degree of Science in Finance and Investment, and a Ph.D. Degree in Management.

Mr. Li Shouwei aged 40. Mr. Li holds a Master’s Degree of Applied Mathematics from Hangzhou Dianzi University and a Master’s Degree of Business Administration in Finance and Accounting from The Chinese University of Hong Kong. Mr. Li successively served as the head of the market risk division of the risk management department of Hongyuan Securities Co., Ltd., an assistant to the director of the compliance and risk management center and assistant to the general manager of the risk management division at the compliance and risk management center of Shenwan Hongyuan Securities Co., Ltd., an assistant to the general manager and deputy general manager of the risk management division of Shenwan Hongyuan Securities Co., Ltd., and deputy general manager (take in charge) of the internal review headquarters at Shenwan Hongyuan Securities Co., Ltd. Mr. Li currently serves as the general manager of the risk management division at Shenwan Hongyuan Securities Co., Ltd., and a director of Shenwan Hongyuan Financing Services Co., Ltd.

Mr. Liang Jun, aged 40, was appointed as an Executive Director and the Chief Executive Officer of the Company on 12 June 2021. Mr. Liang is currently the deputy chairman of the Management Committee and a member of each of the Risk Committee, the Environmental, Social and Governance Committee of the Company. Mr. Liang is also a deputy general manager of Shenwan Hongyuan (International) Holdings Limited, being a company controlled by Shenwan Hongyuan Group Co., Ltd. (6806.HK, 000166.SZ), the holding company of the Company. He joined the Group in June 2019 as Head of Equity Capital Markets and subsequently has been appointed as a Deputy General Manager and Head of Global Capital Markets Division of the Group. Prior to joining the Group, Mr. Liang worked in the risk management department, the CEO office and fixed income department of CITIC Securities Company Limited, and the equity capital market department of CLSA Limited. He has more than 18 years’ experience in securities business. Mr. Liang holds a Master’s Degree in Business Administration from Guanghua School of Management, Peking University, and a Postgraduate Master’s Degree in Finance from Nankai University. He also is a Chartered Financial Analyst (CFA) and a Financial Risk Manager (FRM).

Ms. Huang Rong, aged 45, Ms. Huang holds a Master’s Degress of Management and is a Certified Public Accountant in China. Ms. Huang joined Shenwan Hongyuan Securities Co., Ltd. in 2011, where she worked in the Planning and Financial Management Headquarters and the Finance Department of the Zhejiang Branch. In October 2023, she was appointed as a Chief Financial Officer of Shenwan Hongyuan (H.K.) Limited. In December 2025, she was appointed as a Chief Financial Officer of Shenwan Hongyuan (International) Holdings Limited and concurrently Chief Financial Officer of Shenwan Hongyuan (H.K.) Limited, as well as Chief Financial Officer of Shenwan Hongyuan Singapore Private Ltd. In March 2026, Ms. Huang was appointment as a member of the Management Committee, a Board Committee of Shenwan Hongyuan (H.K.) Limited. Prior to this, Ms. Huang worked in the consulting and trust industries and has over 18 years of experience in finance and auditing. Currently, Ms. Huang is primarily responsible for the financial and capital management of Shenwan Hongyuan (International) Holdings Limited, Shenwan Hongyuan (H.K.) Limited, and Shenwan Hongyuan Singapore Private Ltd.

Mr. Zhang Lei, aged 56, was appointed as a Non-executive Director of the Company in February 2013. He graduated from Shanghai Jiaotong University as doctor of philosophy of Financial Management Engineering in 1997. Mr. Zhang has many years of experience in the securities industry. He has previously worked for Shenyin & Wanguo Securities Co., Ltd., the former of Shenwan Hongyuan Group Co., Ltd., as deputy manager of Client Asset Management Division. Mr. Zhang joined Shanghai Industrial Investment (Holdings) Company Limited in July 2006, and currently serves as its general manager of Finance & Planning Department. He also presently holds directorships in certain wholly-owned subsidiaries of Shanghai Industrial Investment (Holdings) Company Limited and acts as the responsible officer of SIIC Asset Management Company Limited.

Ms. Zhang Ying, aged 53, Ms. Zhang obtained a bachelor’s degree in economics from Renmin University of China majoring in investment and economics management, and obtained a master’s degree in economics from the Graduate School of People’s Bank of China majoring in international finance. Ms. Zhang successively served in Beijing Urban Construction No. 4 Construction Engineering Co., Ltd., the Financing Department of China Investment Bank, Treasury & Financial Market Department of China Development Bank, and successively served as the deputy director and director of Policy Research Department of China Development Bank and other positions. She served as the senior manager of the Securities Institution Management Department/Insurance Institution Management Department of Central Huijin Investment Ltd., the division chief and director of Research Support Division of the Securities Institution Management Department/Insurance Institution Management Department of Central Huijin Investment Ltd. successively, and she served as the division chief in Comprehensive Division and senior manager of the Office of the Directly Managed Enterprises Leading Group/Equity Management Department II of Central Huijin Investment Ltd. Ms. Zhang has been serving as a managing director of the Office of the Directly Managed Enterprises Leading Group/Equity Management Department II of Central Huijin Investment Ltd., a designated director of the office of the Directly Managed Enterprises Leading Group/Equity Management Department II of Central Huijin Investment Ltd., a director of Shenwan Hongyuan Securities Co., Ltd., a non-executive director of Shenwan Hongyuan Group Co., Ltd., and a director of Hongyuan Futures Co.

Mr. Kwok Lam Kwong Larry, aged 69, was appointed as an Independent Non-executive Director of the Company in March 1995. He is currently the chairman of the Remuneration Committee and a member of each of the Audit Committee, the Nomination Committee, the Risk Committee and the Environmental, Social and Governance Committee of the Company. Mr. Kwok is a practising solicitor in Hong Kong and is also qualified to practise as a solicitor in Australia, England and Wales and Singapore. He is also qualified as a Chartered Accountant in England and Wales and a CPA in Hong Kong and Australia. Mr. Kwok graduated from the University of Sydney, Australia with Bachelor’s Degrees in Economics and Laws as well as a Master’s Degree in Laws. He also obtained the Advanced Management Program Diploma from the Harvard Business School.

Mr. Liu Chijin, aged 62, is the Chairman of Pan Pacific Group, member of China Life Strategic Advisory Committee, and an independent non-executive director, the member of audit committee and nomination committee of Fourth Paradigm Technology Company (whose H shares are listed on the Stock Exchange, stock code: 6682); Formerly served as an independent director of Xiamen International Trust and an independent supervisor of China National Building Materials Corporation. Mr. Liu has also been appointed as a visiting professor of the International Finance Doctoral Program at Tsinghua Wudaokou School of Finance, as well as a special lecturer at China (Dalian) Senior Management College and the State owned Assets Supervision and Administration Commission’s Education Center. Mr. Liu graduated from Xiamen University with a Bachelor’s degree in Semiconductor Physics, and also holds a Master’s degree in Physics from the University of Memphis and an MBA from Harvard Business School.

Ms. Chiu Lai Kuen Susanna, aged 65, graduated from the University of Sheffield with First-Class Honours in Economics, and obtained an EMBA degree in business administration from The Chinese University of Hong Kong. She is a Hong Kong certified public accountant, a Chinese certified public accountant, a qualified Chartered Accountant from England and a Certified Information System Auditor. She is also a current member of the Chinese People’s Political Consultative Conference (CPPCC) of Shanghai, an expert on government accounting standards at the Ministry of Finance, a director of China Overseas Friendship Association, an executive member of the Guangdong Women’s Federation and former Council Treasurer of the Education University of Hong Kong. She currently serves as an executive director and the chief financial officer of Bonjour Holdings Limited (stock code: 653), and an independent non-executive director of China Oilfield Services Limited (stock code: 2883) and China Science and Education Industry Group Limited (formerly known as China Vocational Education Holdings Limited) (stock code: 1756). She is also an independent non-executive director of Nanyang Commercial Bank Limited.

Ms. Chiu was an independent non-executive director of Songz Automobile Air Conditioning Co. Ltd.（上海加冷松芝汽車空調股份有限公司）, which is listed on the Shenzhen Stock Exchange (stock code: 002454) from April 2020 to September 2023. She was an independent non-executive director of HuiJing Holdings Company Limited currently its shares are listed on the Main Board of the Stock Exchange (stock code: 9968) from 11 December 2019 to 6 July 2023. She was also an independent non-executive director of Kato (Hong Kong) Holdings Limited currently its shares are listed on the Main Board of the Stock Exchange (stock code: 2189) from 20 May 2019 to 8 August 2022. From 2006 to 2019, Ms. Chiu successively served as Senior Vice President, Eastern China Chief Representative and Consultant under the Fung Group, a company listed in Hong Kong. She also served as the Chief Operating Officer of DVN (Holdings) Limited (currently known as Frontier Services Group Limited, stock code: 0500), and senior project manager (Greater China) of Caltex Hong Kong Ltd.

Ms. Chiu served as the president of the Information Systems Audit and Control Association (China Hong Kong Chapter) from 2001 to 2006. She served as the president of the Hong Kong Institute of Certified Public Accountants in 2013, the first woman to do so in 40 years. Ms. Chiu is a dedicated public servant and has served on various committees of the Hong Kong Government for many years, including the Women’s Commission, the Advisory Committee on Art Developments, the Equal Opportunities Commission, the Antiquities and Monuments Commission (古物古迹委員會), the Advisory Committee on Revitalization of Historic Buildings and the Energy Advisory Committee.

Ms. Chiu was awarded the Justice of Peace by the Hong Kong Special Administrative Region (the “Hong Kong Government”) in 2017 and the Justice of Peace NT in 2018. Ms. Chiu was also awarded the Medal of Honor by the Hong Kong Government in 2013. Ms. Chiu was also awarded the Medal of Honor by the Hong Kong Government in 2013. Further, Ms. Chiu was awarded the “Outstanding Women Business Leader Award” by the Hong Kong Commercial Daily in 2017, the “Outstanding Women Professionals Award” by the Hong Kong Women Professionals & Entrepreneurs Association in 2014 and the “Professor Robert Boucher Distinguished Alumni Award” by the University of Sheffield in 2014. Ms. Chiu was also awarded the “GBA Outstanding Women Entrepreneur Awards” in 2021.