Securities Trading-related Service Fees
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Brokerage Commission
0.25% to 0.5% of transaction amount (Min.HK$100)
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Stamp Duty
0.1% of transaction amount, round up to dollars
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SFC Transaction Levy
0.0027% of transaction amount
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Trading Fee
0.00565% of transaction amount
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CCASS Stock Settlement Fee
0.002% of transaction amount (Min. HK$2.00, Max. HK$100.00)
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FRC Transaction Levy
0.00015% of transaction amount
Custody Services
Custodian Fee
0.04% per annum of bond market value at month end, and charged using denominated currency of the bond beginning each month
Other Fees
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Redemption of Bonds
Waived
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Collection of bond interest
0.5% of bond interest
(Minimum charges: HKD $20 or equivalent foreign currency, Maximum charges: HKD $200 or equivalent foreign currency) -
Bonds transfer
HKD $300
Receipt & Delivery Service Charges
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Physical Scrip Deposit
Transfer deed stamp duty, HK$5 per transfer deed
HK$3 (6 working days)
Large Scrip Deposit (lot size equal to or greater than 1,000): HK$2.5 per additional deposit -
Physical Scrip Withdrawal
CCASS Fee, HK$3.5 per board lot
Handling Fee, HK$0.5 per board lot / odd lot (Min. HK$50, Max. HK$500) -
Receipt (SI)
Waived
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Withdrawal (SI)
0.25% of stock market value
Minimum charge per stock HK$500CCASS Fee, 0.002% of stock market value
Minimum charge HK$2
Maximum charge HK$100 -
Withdrawal through Investor Participant (ISI)
HK$1 per instruction
Nominee Service & Corporate Action Charges
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Collection of cash and scrip dividend
CCASS Service Charges, 0.12% of dividend amount (Max. HK$10,000 per stock)
CCASS Scrip Fees, HK$1.5 per board lot
Handling fees, 0.3% of dividend amount (Min. HK$20, Max. HK$200) -
Collection of bonus issue
CCASS scrip fees, HK$1.5 per board lot
Handling Fees, HK$20 per stock -
Corporate Action
CCASS Service Charges, HK$0.8 per board lot (Max. HK$10,000)
Handling Fees, HK$30 per transaction -
Cash Offer
Handling Fees, HK$30 per transaction
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Dividend claims
CCASS Service Charges, HK$200 per claim
CCASS Service Charges, 0.12% of dividend amount (Max. HK$10,000 per stock)
Handling Fees, HK$500 per claim -
Corporate Voting Instruction Proxy
Waived Handling Fees
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Application for scrip fees concession
CCASS Service Charges, HK$1,000 per transaction (Applicable for Scrip in only)
Handling Fees, HK$1,000 per transaction (Scrip in/out)
Account Maintenance
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Custody Fee
Waived
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CCASS Stock Segregated Account with Statement (This service is provided to Nominees clients only )
Handling Fees, HK $60.00 monthly charges per account
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Retrieve documents from banks to certify unknown deposit
Service: Based on the actual cost incurred, Min. HK $50.00
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Equity balance confirmation
HK$200 per each confirmation
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Re-issue statement
HK $50.00 per each statement
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Receiving daily / monthly statement by post
HK $50.00 per month
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Deposit cash to account
0.25% of cash deposit amount per transaction or subject to bank charges
Real Time Quotation
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2 Go Trade
Hong Kong User (monthly fee): HK$350
Other Users (monthly fee): HK$240
Add On Service - Stock Options Quotation Monthly Charges: N/A -
ET Net
Hong Kong User (monthly fee): HK$380
Other Users (monthly fee): HK$260
Add On Service - Stock Options Quotation Monthly Charges: HK$90 -
Qianlong
Hong Kong User (monthly fee): HK$280
Other Users (monthly fee): HK$180
Add On Service - Stock Options Quotation Monthly Charges: N/A
Financing & Other Charges
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IPO Application with Nominees Service
Cash Application, Waived Handling Charges
Margin Application, HK $100.00 Handling Charges and any interest incurred -
Bounced Cheque
HK $200.00 Handling Charges and any charges incurred
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Stop Payment by Cheque
HK $150.00 Handling Charges
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Rejection on Physical Stock Deposit
Waived
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Overdue Interest Charge on Cash Account
(Prime Rate + 8%) * Outstanding Amount * # days on overdue period / 365
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Interest Charge on Margin Account*
- 6.1 Annual Dr. Interest Rate for Bal. with no Margin Call(a)
Prime Rate + 4% - 6.2 Annual Dr. Interest Rate for Margin Call Amount
Annual Dr. Interest Rate for Bal. with no Margin Call(a) + 5%
- 6.1 Annual Dr. Interest Rate for Bal. with no Margin Call(a)
*In case of discrepancy, the actual interest charges on Monthly Statement shall prevail.
Transfer Charges
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Transfer to Local Bank (CHATS)*
HKD: HKD 100.00
USD: USD 25.00
CNY: CNY 150.00
EUR: EUR 20.00 -
Telegraphic Transfer (T/T)
HKD: HKD 300.00
USD: USD 30.00
CNY: CNY 200.00
EUR: EUR 25.00
CAD: CAD 40.00
GBP: GBP 25.00
JPY: JPY 3,500
NZD: NZD 45.00
AUD: AUD 40.00
SGD: SGD 40.00
*CHATS is applicable to HKD, USD, CNY & EUR with English payee name.
Note: For any fees not listed herein, we will charge HK$300 or equivalent.
Stock Options
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Brokerage Commission
Negotiate
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Trading Tariff
Tier1: HK$3.00 per contract
Tier2: HK$1.00 per contract
Tier3: HK$0.50 per contract
Exercise/Assignment Fees
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Exercise Style
HK$2.00 per contract
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Stamp Duty
0.13% on market value of stock transaction arising after exercise/assignment, valued at the higher of exercise price and closing price on the day of exercise/assignment (rounded upward to the nearest $1)
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SFC Transaction Levy
0.003% on gross consideration of stock transaction arising after exercise/assignment
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Trading fee
0.00565% on gross consideration of stock transaction arising after exercise/assignment
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CCASS Stock Settlement Fee
0.002% on gross consideration of stock transaction arising after exercise/assignment (min. HK$2.00, max. HK$100.00)
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FRC Transaction Levy
0.00015% on gross consideration of stock transaction arising after exercise/assignment
Stock Borrowing
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Basic Interest
Prime Rate + 2% (Min.HK$200)
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Handling Charges
Submit The Stock Borrowing And Lending Agreement Registration Form To Inland Revenue Department HK$300.00
Submit Semi-Annual Review Of Stock Borrowing To Inland Revenue Department HK$100.00 (if applicable)