Trading

Securities Trading-related Service Fees

  1. Brokerage Commission

    0.25% to 0.5% of transaction amount (Min.HK$100)

  2. Stamp Duty

    0.13% of transaction amount, round up to dollars

  3. SFC Transaction Levy

    0.0027% of transaction amount

  4. Trading Fee

    0.005% of transaction amount

  5. CCASS Stock Settlement Fee

    0.002% of transaction amount (Min. HK$2.00, Max. HK$100.00)

  6. FRC Transaction Levy

    0.00015% of transaction amount

Bond

Custody Services

Custodian Fee

0.05% per annum of bond market value at month end, and charged using denominated currency of the bond beginning each month


Other Fees

  1. Redemption of Bonds

    Waived

  2. Collection of bond interest

    0.5% of bond interest
    (Minimum charges: HKD $20 or equivalent foreign currency, Maximum charges: HKD $200 or equivalent foreign currency)

  3. Bonds transfer

    HKD $300

Settlement

Receipt & Delivery Service Charges

  1. Physical Scrip Deposit

    Transfer deed stamp duty, HK $5.00 per transfer deed

  2. Physical Scrip Withdrawal

    CCASS Fee, HK$3.50 per board lot
    Handling Fee, HK$0.50 per board lot / odd lot (Min. HK$50.00, Max. HK$500.00)

  3. Receipt (SI)

    Waived

  4. Withdrawal (SI)

    0.25% of stock market value
    Minimum charge per stock HK$500

    CCASS Fee, 0.002% of stock market value
    Minimum charge HK$2
    Maximum charge HK$100

  5. Withdrawal through Investor Participant (ISI)

    HK $1.00 per instruction

Nominee

Nominee Service & Corporate Action Charges

  1. Collection of cash and scrip dividend

    CCASS Service Charges,0.12% of dividend amount (Max. HK $10,000 per stock)
    CCASS Scrip Fees, HK $1.50 per board lot
    Handling fees,0.5% of dividend amount (Min. HK$20.00, Max. HK $200.00)

  2. Collection of bonus issue

    CCASS scrip fees, HK $1.50 per board lot
    Handling Fees, HK $20.00 per stock

  3. Corporate Action

    CCASS Service Charges, HK $0.80 per board lot (Max. HK $10,000.00)
    Handling Fees, HK $100.00 per transaction

  4. Cash Offer

    Handling Fess, HK $100.00 per transaction

  5. Dividend claims

    CCASS Service Charges, HK $200.00 per claim
    CCASS Service Charges, 0.12% of dividend amount (Max. HK $10,000 per stock)
    Handling Fees, HK $1,000.00 per claim

  6. Registration Fees

    Withdrawal scrip fee, HK $2.50 per board lot/ scrip
    Handling Fees, HK $100.00 per transaction

  7. Corporate Voting Instruction Proxy

    Waived Handling Fees

  8. Application for scrip fees concession

    CCASS Service Charges, HK $1,000.00 per transaction (Applicable for Scrip in only)
    Handling Fees, HK $1,000.00 per transaction (Scrip in/out)

A/C Maintenance

Account Maintenance

  1. Custody Fee

    Waived

  2. CCASS Stock Segregated Account with Statement (This service is provided to Nominees clients only )

    Handling Fees, HK $60.00 monthly charges per account

  3. Dormant Account (no transaction within 6 months continuously)

    HK $100.00 per semi-annum

  4. Retrieve documents from banks to certify unknown deposit

    Service: Based on the actual cost incurred, Min. HK $50.00

  5. Equity balance confirmation

    HK$200 per each confirmation

  6. Re-issue statement

    HK $50.00 per each statement

  7. Receiving daily / monthly statement by post

    HK $50.00 per month

  8. Deposit cash to account

    0.25% of cash deposit amount per transaction or subject to bank charges

Quotation

Real Time Quotation

  1. 2 Go Trade

    Hong Kong or International User (monthly fee): HK$350
    P.R.China User (monthly fee): HK$240
    Add On Service - Stock Options Quotation Monthly Charges: N/A

  2. ET Net

    Hong Kong or International User (monthly fee): HK$380
    P.R.China User (monthly fee): HK$260
    Add On Service - Stock Options Quotation Monthly Charges: HK$90

  3. Qianlong

    Hong Kong or International User (monthly fee): HK$280
    P.R.China User (monthly fee): HK$180
    Add On Service - Stock Options Quotation Monthly Charges: N/A

  4. 智易贏

    Hong Kong or International User (monthly fee): HK$500
    P.R.China User (monthly fee): HK$240
    Add On Service - Stock Options Quotation Monthly Charges: N/A

Financing & Others

Financing & Other Charges

  1. IPO Application with Nominees Service

    Cash Application, Waived Handling Charges
    Margin Application, HK $100.00 Handling Charges and any interest incurred

  2. Bounced Cheque

    HK $200.00 Handling Charges and any charges incurred

  3. Stop Payment by Cheque

    HK $150.00 Handling Charges

  4. Rejection on Physical Stock Deposit

    HK $50.00 per stock

  5. Overdue Interest Charge on Cash Account

    (Prime Rate + 6.5%) * Outstanding Amount * # days on overdue period / 365

  6. Interest Charge on Margin Account*

    • 6.1 Annual Dr. Interest Rate for Bal. with no Margin Call(a)
      Prime Rate + 4%
    • 6.2 Annual Dr. Interest Rate for Margin Call Amount
      Annual Dr. Interest Rate for Bal. with no Margin Call(a) + 5%

*In case of discrepancy, the actual interest charges on Monthly Statement shall prevail.



Transfer Charges

  1. Transfer to Local Bank (CHATS)*

    HKD: HKD 100.00
    USD: USD 25.00
    CNY: CNY 150.00
    EUR: EUR 20.00

  2. Telegraphic Transfer (T/T)

    HKD: HKD 300.00
    USD: USD 30.00
    CNY: CNY 200.00
    EUR: EUR 25.00
    CAD: CAD 40.00
    GBP: GBP 25.00
    JPY: JPY 3,500
    NZD: NZD 45.00
    AUD: AUD 40.00
    SGD: SGD 40.00

*CHATS is applicable to HKD, USD, CNY & EUR with English payee name.
Note: For any fees not listed herein, we will charge HK$300 or equivalent.


Stock Options

  1. Brokerage Commission

    Negotiate

  2. Trading Tariff

    Tier1: HK$3.00 per contract
    Tier2: HK$1.00 per contract
    Tier3: HK$0.50 per contract

Exercise/Assignment Fees

  1. Exercise Style

    HK$2.00 per contract

  2. Stamp Duty

    0.13% on market value of stock transaction arising after exercise/assignment, valued at the higher of exercise price and closing price on the day of exercise/assignment (rounded upward to the nearest $1)

  3. SFC Transaction Levy

    0.003% on gross consideration of stock transaction arising after exercise/assignment

  4. Trading fee

    0.005% on gross consideration of stock transaction arising after exercise/assignment

  5. CCASS Stock Settlement Fee

    0.002% on gross consideration of stock transaction arising after exercise/assignment (min. HK$2.00, max. HK$100.00)

  6. FRC Transaction Levy (effect from 1st January 2022)

    0.00015% on gross consideration of stock transaction arising after exercise/assignment

Stock Borrowing

  1. Basic Interest

    Prime Rate + 2% (Min.HK$200)

  2. Handling Charges

    Submit The Stock Borrowing And Lending Agreement Registration Form To Inland Revenue Department HK$300.00
    Submit Semi-Annual Review Of Stock Borrowing To Inland Revenue Department HK$100.00 (if applicable)