Bond Settlement
Risk Disclosure Statements & Personal Data
Terms & Conditions for Stock Options Trading
Terms & Conditions
Others
CLIENT’S PROFILE REVIEW FORM - Corporate
CLIENT’S PROFILE REVIEW FORM – Individual/Joint
Anti-Money Laundering Questionnaire (Financial Institution)
Risk Profiling Questionnaire - Corporate
Stock Options Instructions
Risk Profiling Questionnaire – Individual/Joint
Average Cost Application Form
Personal Information Collection Statement concerning Northbound China Connect Orders
OptingOut / Reactivation of Receiving Prompt Internet Trade Execution Notification
Open Trading Facilities Form
Stock Withdrawal / Transfer Form
Fund Deposit/ Withdrawal Forms
Declaration for Automatic Exchange of Financial Account Information
Corporate Voting Instruction Form
Account Related
CHANGE OF CLIENT DATA FORM (Business Nature / Financial Status/ Investment Experience and Target / Identity Declaration/ Direct Marketing Authorisation) – For Corporate Account
CHANGE OF CLIENT DATA FORM (Employment Status / Financial Status/ Investment Experience and Target / Identity Declaration/ Direct Marketing Authorisation) – For Individual / Joint Account
Opt-out of Hong Kong Investor Identification Regime (HKIDR)
Information Collection Statement concerning Hong Kong Investor Identification Regime and the
Over-the-counter Securities Transactions Reporting Regime
Account Opening Form-Individual A/C (Download Ver)
Account Opening Form-Joint A/C (Download Ver)
Account Opening Form-Corporate A/C (Download Ver)
Deed of Guarantee and Indemnity
Certified Extract of Board Resolutions- Deed of Guarantee
W-8BEN-E（Corporate）
W-8BEN（Individual）
Change of Client Data Form
Forms Download
Bond Settlement
Risk Disclosure Statements & Personal Data
Terms & Conditions for Stock Options Trading
Terms & Conditions
Others
Open Trading Facilities Form
Stock Withdrawal / Transfer Form
Fund Deposit/ Withdrawal Forms
Declaration for Automatic Exchange of Financial Account Information
Corporate Voting Instruction Form
Account Related
