Risk Disclosure Statements & Personal Data
Terms & Conditions for Stock Options Trading
Terms & Conditions
Others
Risk Profiling Questionnaire - Corporate
Stock Options Instructions
Average Cost Application Form
Risk Profiling Questionnaire – Individual/Joint
Personal Information Collection Statement concerning Northbound China Connect Orders
OptingOut / Reactivation of Receiving Prompt Internet Trade Execution Notification
Open Trading Facilities Form
Stock Withdrawal / Transfer Form
Fund Deposit/ Withdrawal Forms
Declaration for Automatic Exchange of Financial Account Information
Corporate Voting Instruction Form
Account Related
Information Collection Statement concerning Hong Kong Investor Identification Regime and the
Over-the-counter Securities Transactions Reporting Regime
Account Opening Form-Individual A/C (Download Ver)
Account Opening Form-Joint A/C (Download Ver)
Account Opening Form-Corporate A/C (Download Ver)
Deed of Guarantee and Indemnity
Certified Extract of Board Resolutions- Deed of Guarantee
W-8BEN-E（Corporate）
W-8BEN（Individual）
Declaration for AEOI - Individual/Joint Account
Declaration for AEOI - Corporate Account
Change of Client Data Form
Change of Client Data Form (Employment Status / Financial Status/ Investment
Experience and Target / Identity Declaration/ Direct Marketing Authorisation)
Forms Download
Risk Disclosure Statements & Personal Data
Terms & Conditions for Stock Options Trading
Terms & Conditions
Others
Open Trading Facilities Form
Stock Withdrawal / Transfer Form
Fund Deposit/ Withdrawal Forms
Declaration for Automatic Exchange of Financial Account Information
Corporate Voting Instruction Form
Account Related
