Securities Trading-related Service Fees

1. Brokerage Commission

   0.25% to 0.5% of transaction amount (Min.HK$100)

2. Stamp Duty

   0.1% of transaction amount, round up to dollars

3. SFC Transaction Levy

   0.0027% of transaction amount

4. Trading Fee

   0.00565% of transaction amount

5. CCASS Stock Settlement Fee

   0.002% of transaction amount (Min. HK$2.00, Max. HK$100.00)

6. FRC Transaction Levy

   0.00015% of transaction amount

Custody Services

Custodian Fee

0.04% per annum of bond market value at month end, and charged using denominated currency of the bond beginning each month

Other Fees

1. Redemption of Bonds

   Waived

2. Collection of bond interest

   0.5% of bond interest
   (Minimum charges: HKD $20 or equivalent foreign currency, Maximum charges: HKD $200 or equivalent foreign currency)

3. Bonds transfer

   HKD $300

Receipt & Delivery Service Charges

1. Physical Scrip Deposit

   Transfer deed stamp duty, HK$5 per transfer deed
   HK$3 (6 working days)
   Large Scrip Deposit (lot size equal to or greater than 1,000): HK$2.5 per additional deposit
   

2. Physical Scrip Withdrawal

   CCASS Fee, HK$3.5 per board lot
   Handling Fee, HK$0.5 per board lot / odd lot (Min. HK$50, Max. HK$500)

3. Receipt (SI)

   Waived

4. Withdrawal (SI)

   0.25% of stock market value
   Minimum charge per stock HK$500
   

   CCASS Fee, 0.002% of stock market value
   Minimum charge HK$2
   Maximum charge HK$100
   

5. Withdrawal through Investor Participant (ISI)

   HK$1 per instruction

Nominee Service & Corporate Action Charges

1. Collection of cash and scrip dividend

   CCASS Service Charges, 0.12% of dividend amount (Max. HK$10,000 per stock)
   CCASS Scrip Fees, HK$1.5 per board lot
   Handling fees, 0.3% of dividend amount (Min. HK$20, Max. HK$200)

2. Collection of bonus issue

   CCASS scrip fees, HK$1.5 per board lot
   Handling Fees, HK$20 per stock

3. Corporate Action

   CCASS Service Charges, HK$0.8 per board lot (Max. HK$10,000)
   Handling Fees, HK$30 per transaction

4. Cash Offer

   Handling Fees, HK$30 per transaction

5. Dividend claims

   CCASS Service Charges, HK$200 per claim
   CCASS Service Charges, 0.12% of dividend amount (Max. HK$10,000 per stock)
   Handling Fees, HK$500 per claim

6. Corporate Voting Instruction Proxy

   Waived Handling Fees

7. Application for scrip fees concession

   CCASS Service Charges, HK$1,000 per transaction (Applicable for Scrip in only)
   Handling Fees, HK$1,000 per transaction (Scrip in/out)

Account Maintenance

1. Custody Fee

   Waived

2. CCASS Stock Segregated Account with Statement (This service is provided to Nominees clients only )

   Handling Fees, HK $60.00 monthly charges per account

3. Retrieve documents from banks to certify unknown deposit

   Service: Based on the actual cost incurred, Min. HK $50.00

4. Equity balance confirmation

   HK$200 per each confirmation

5. Re-issue statement

   HK $50.00 per each statement

6. Receiving daily / monthly statement by post

   HK $50.00 per month

7. Deposit cash to account

   0.25% of cash deposit amount per transaction or subject to bank charges

Real Time Quotation

1. 2 Go Trade
   

   Hong Kong User (monthly fee): HK$350
   Other Users (monthly fee): HK$240
   Add On Service - Stock Options Quotation Monthly Charges: N/A
   

2. ET Net
   

   Hong Kong User (monthly fee): HK$380
   Other Users (monthly fee): HK$260
   Add On Service - Stock Options Quotation Monthly Charges: HK$90

3. Qianlong
   

   Hong Kong User (monthly fee): HK$280
   Other Users (monthly fee): HK$180
   Add On Service - Stock Options Quotation Monthly Charges: N/A
   

Financing & Other Charges

1. IPO Application with Nominees Service

   Cash Application, Waived Handling Charges
   Margin Application, HK $100.00 Handling Charges and any interest incurred

2. Bounced Cheque

   HK $200.00 Handling Charges and any charges incurred

3. Stop Payment by Cheque

   HK $150.00 Handling Charges

4. Rejection on Physical Stock Deposit

   Waived

5. Overdue Interest Charge on Cash Account

   (Prime Rate + 8%) * Outstanding Amount * # days on overdue period / 365

6. Interest Charge on Margin Account*

   • 6.1 Annual Dr. Interest Rate for Bal. with no Margin Call(a)
     Prime Rate + 4%
     
   • 6.2 Annual Dr. Interest Rate for Margin Call Amount
     Annual Dr. Interest Rate for Bal. with no Margin Call(a) + 5%

*In case of discrepancy, the actual interest charges on Monthly Statement shall prevail.

Transfer Charges

1. Transfer to Local Bank (CHATS)*

   HKD: HKD 100.00
   USD: USD 25.00
   CNY: CNY 150.00
   EUR: EUR 20.00

2. Telegraphic Transfer (T/T)

   HKD: HKD 300.00
   USD: USD 30.00
   CNY: CNY 200.00
   EUR: EUR 25.00
   CAD: CAD 40.00
   GBP: GBP 25.00
   JPY: JPY 3,500
   NZD: NZD 45.00
   AUD: AUD 40.00
   SGD: SGD 40.00

*CHATS is applicable to HKD, USD, CNY & EUR with English payee name.
Note: For any fees not listed herein, we will charge HK$300 or equivalent.

Stock Options

1. Brokerage Commission

   Negotiate

2. Trading Tariff

   Tier1: HK$3.00 per contract
   Tier2: HK$1.00 per contract
   Tier3: HK$0.50 per contract
   
   

Exercise/Assignment Fees

1. Exercise Style

   HK$2.00 per contract

2. Stamp Duty

   0.13% on market value of stock transaction arising after exercise/assignment, valued at the higher of exercise price and closing price on the day of exercise/assignment (rounded upward to the nearest $1)

3. SFC Transaction Levy

   0.003% on gross consideration of stock transaction arising after exercise/assignment

4. Trading fee

   0.00565% on gross consideration of stock transaction arising after exercise/assignment
   

5. CCASS Stock Settlement Fee

   0.002% on gross consideration of stock transaction arising after exercise/assignment (min. HK$2.00, max. HK$100.00)

6. FRC Transaction Levy

   0.00015% on gross consideration of stock transaction arising after exercise/assignment
   
   

Stock Borrowing

1. Basic Interest

   Prime Rate + 2% (Min.HK$200)

2. Handling Charges

   Submit The Stock Borrowing And Lending Agreement Registration Form To Inland Revenue Department HK$300.00
   Submit Semi-Annual Review Of Stock Borrowing To Inland Revenue Department HK$100.00 (if applicable)